Series 24 Exam Flashcard Study System: Series 24 Test Practice Questions & Review for the General Securities Principal Exam (Cards) by Series 24 Exam Secrets Test Prep Team
Series 24 Exam Flashcard Study System: Series 24 Test Practice Questions & Review for the General Securities Principal Exam (Cards) by Series 24 Exam Secrets Test Prep Team PDF, ePub eBook D0wnl0ad
***Ace the Series 24 Exam and Get the Results You Deserve*** The Series 24 exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 24 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too. When you study with these flashcards, you'll get an in-depth review of each section on the Series 24 exam. The Legislation section covers:- Securities exempt from registration
- Accredited investor defined
- Trading volume formula
- Securities Exchange Act
- Insider defined
- Market division
- NYSE listing rules
- Delisting corporations
- Trade-through rule
- Payment for order flow
- Rules 103 and 104
- Rules 393 and 440B
- 13-day settlement rule
- Rules 76, 77 and 78
- Minimum listing standards
- Registration rules
- Locked and crossed markets
- Allowable mark-up
- Coverdell Education Savings Account
- Customer suitability
- Documentation for day-traders
- Non-managed fee accounts
- Margin account requirements
- Purpose of FINRA
- FINRA membership
- License number roles
- U-4 and U-5 forms
- Interpositioning and bona fide quotes
- Regulation FD
- Prohibited practices
- Selling penny stocks
- Federal Telephone Consumer Protection
- Investment Advisers Act
- Investment trusts
- Management companies
- Shareholder rights and restrictions
- Mutual fund selling rules
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